Company Profile

About Silverbricks

Founded in Hong Kong in 2017, Silverbricks Securities Company Limited and Silverbricks Asset Management Company Limited became a licensed company registered with the Hong Kong Securities and Futures Commission in 2018. The company primarily engages in securities and asset management services, encompassing a range of activities including securities, futures, and asset management services.

  • Participants in the Hong Kong Stock Exchange (Participant Number: 02128)
  • Participants in the Hong Kong Futures Exchange (HKATS Client Code: SBK)
  • Silverbricks is licensed by the Securities and Futures Commission to conduct the following regulated activities:
    • Type 1 (Dealing in securities)
    • Type 2 (Dealing in futures contracts)
    • Type 4 (Advising on securities)
    • Type 6 (Advising on corporate finance)
    • Type 9 (Asset management)
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Vision

To be a leading financial institution in Hong Kong, providing innovative investment solutions and exceptional customer service while adhering to the highest standards of integrity and professionalism.

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Mission

To leverage professional market knowledge to provide comprehensive financial services and investment opportunities for investors and institutions. Our goal is to deliver exceptional value to our clients, build long-term relationships, and contribute to the growth and development of Hong Kong's financial industry.

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Objectives

To offer personalized investment advice, a wide range of investment products, and efficient execution services to meet diverse client needs and establish strong relationships.

To become one of the leaders in the Hong Kong securities brokerage industry through expertise, innovation, and the ability to provide outstanding investment solutions.

To maintain the highest standards of integrity, ethics, and professionalism.

To attract, cultivate, and develop top professionals in the industry. We aim to provide a supportive and inclusive work environment that encourages continuous learning, innovation, and collaboration.

Milestones

2017
Company established.
2018
Obtained Type 1 (Dealing in securities) license from the Hong Kong Securities and Futures Commission to commence local securities trading.
2019
Secured licenses for Type 4 (Advising on securities) and Type 9 (Asset management) from the Hong Kong Securities and Futures Commission to begin providing securities advisory and asset management services.
2020
Obtained licenses for Type 6 (Advising on corporate finance) and Type 2 (Dealing in futures contracts); launched a flagship private equity fund.
2021
Acquired Qualified Foreign Institutional Investor (QFII) status.
2022
Appointed as financial advisor for listed companies; acted as joint lead underwriter for IPOs; commenced US stock trading services.
2023
Ranked first in Hong Kong for refinancing underwriting volume; served multiple times as joint lead underwriter/co-underwriter for IPO projects; secured credit facilities from major banks.
2024
Launched trading services for Stock Connect.