Our company is committed to delivering efficient and top-quality comprehensive trading services to provide clients with diverse value-added opportunities. Clients can conveniently trade a variety of securities and related derivative products in both Hong Kong and international markets through a single account. Our offerings include IPO subscriptions, stock options, securities margin financing and bonds. We provide secure, fast, and cutting-edge electronic trading platforms along with professional services to meet client needs. This enables clients to adeptly seize global investment opportunities.
| Time | Period |
|---|---|
| 09:00am-09:30am | Pre Market Opening Period |
| 09:30am-12:00pm | Morning Trading Session |
| 12:00pm-01:00pm | Lunch Closing |
| 01:00pm-04:00pm | Afternoon Trading Session |
| 04:00pm-04:10pm | Closing Auction Trading Session |
All stock trades in Hong Kong are settled on the second trading day after transaction date (T+2). Comparing with the stock markets in different neighbouring regions, Hong Kong has less trade restrictions as investors can immediately sell the stocks purchased earlier on the same trading day, and the stock market is free from interventions such as suspension and limitation on price fluctuations.
*Hong Kong dollar as a unit
**Please contact to account executive for the preferential commission and Rate (852) 3998 5120
| Classification | Fee | minimum charge | maximum charge |
|---|---|---|---|
|
A . Securities Trading |
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| Commission (via telephone)** | Negotiable | HK$50 | No Limit |
| Commission (via internet)** | Negotiable | HK$50 | No Limit |
| CCASS fee | 0.01% of Transaction Amount | HK$3 | HK$300 |
| Stamp Duty | HK$1 per HK$1,000 of consideration (0.1%) (Any fraction of HK$1,000 of consideration shall be rounded up to the nearest HK$1,000) |
No Limit | No Limit |
| Transaction Levy | 0.0027% of the consideration | No Limit | No Limit |
| Trading Fee | 0.00565% of the consideration | -- | -- |
| FRC Transaction Levy | 0.00015% of the consideration (Rounded to the nearest cent) | -- | -- |
| Custody Fee | Free | Free | Free |
|
B . Physical Scrip Handling & Settlement Services |
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Stock Deposit – Physical |
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| Stamp duty | HK$5 per certificate/ for each transfer deed | No Limit | No Limit |
| Custody Fee | Free | Free | Free |
|
Stock Withdrawal – Physical |
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| Action Fee | HK$5 per board lot (Odd lots: $ 5) | No Limit | No Limit |
| Handling Fee | HK$150 (the number of stock(s) are unlimited) | HK$150 | HK$150 |
|
CCASS Settlement Instruction |
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| Stock Deposit | Free | Free | Free |
| Stock Withdrawal | 0.03% of stock value, Minimum HK$3 ; plus Handling Fee of HK$100 per stock | HK$3 + HK$100 per stock | No Limit |
|
Investor Settlement Instruction Transactions |
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| Stock Deposit | Free | -- | -- |
| Stock Withdrawal | HK$30 per stock | -- | -- |
|
C. Nominee Services & Corporate Actions |
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Dividend Collection |
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| Handling Fee | 0.50% of gross dividend collected (Minimum HK$30; Maximum HK$5,000) | HK$30 | HK$5000 |
| Scrip Fee (Book Close) | HK$2 per board lot | No Limit | No Limit |
|
Bonus Collection/ Bonus Warrant Collection |
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| Handling Fee | HK$30 | HK$30 | HK$30 |
| Scrip Fee (Book Close) | HK$2 per board lot | No Limit | No Limit |
|
Rights Collection |
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| Handling Fee | HK$30 | HK$30 | HK$30 |
| Scrip Fee (Book Close) | HK$2 per board lot | No Limit | No Limit |
|
Rights Subscription |
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| HK$30 | HK$30 | HK$30 | Trading Fee |
| Corporation Action Fee | HK$1 per board lot | No Limit | No Limit |
|
Warrant / Covered Warrant Conversion |
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| Handling Fee | HK$30 | HK$30 | HK$30 |
| Corporation Action Fee | HK$1 per board lot | No Limit | No Limit |
|
Cash Offer |
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| Handling Fee | HK$30 | HK$30 | HK$30 |
| Corporation Action Fee | HK$1 per board lot | No Limit | No Limit |
| Stamp Duty | HK$1.3 per HK$1,000 of consideration (0.13%) (Any fraction of HK$1,000 of consideration shall be rounded up to the nearest HK$1,000) | HK$ 1.3 | No Limit |
| Dividend Claim | 0.50% of Total Dividend Amount (Minimum HK$30; Maximum HK$5,000) ; plus Handling Fee of HK$500 (Charged whether the claim is succeed or not; Additional fees may be applied in special cases) | HK$30 + HK$500 | HK$5000 + HK$500 |
|
D. Other Services |
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IPO Application/ Stop Cheque/ Returned Cheque |
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| Handling Fee | HK$100 | HK$100 | HK$100 |
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Duplicate Copy of Statement |
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| Within 3 months | Free | Free | Free |
| Beyond 3 months | HK$30 per Set | No Limit | No Limit |
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Interest Rate on Credit Balance |
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| Credit Balance | 0% | -- | -- |
|
Audit Confirmation |
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| Handling Fee | HK$200 per letter | No Limit | No Limit |
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Interest for Late Payment |
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| Custodian Account | Prime Rate(P)+ 8% | No Limit | No Limit |
| Margin Account** | Prime Rate(P)+ 4.625% Negotiate (Please contact your Account Executive or via our customer service hotline) |
-- | -- |
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Remittance |
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CHATS [Except for Bank of China (HK)] Instant Payment Handling Fee |
HK$300 | HK$300 | HK$300 |
| CHATS [Except for Bank of China (HK)] (Foreign currency) Instant Payment Handling Fee (The instruction after 11am ) |
HK$400 | HK$400 | HK$400 |