Common Forms

Account Opening Form - Individual

Account Opening Form - Joint

Personal FATCA (W-8BEN)

Confirmation of client consent under the Hong Kong Investor Identification Reg ime (HKIDR) and Over-the counter Securities Transactions Reporting Regime (OTCR)

Account Opening Form - Corporate

Self-Certification Form - Entity

Self-Certification Form - Controlling Person

Account Opening Guideline For Corporate Clients

Letter of Guarantee (Corporate)

Corporate FATCA (W-8BEN-E)

Board Resolution (Sample)

SI Form Settlement Instruction Request Form

Client Account Agreement

Change of Account Information Form

Change of Account Information Form - Corporate

Physical Securities Deposit Form

Physical Securities Withdrawal Form

Authorization Letter for Collecting Physical Stock Certificates

Fund Withdrawal Instruction Form

Charges and Commission

China Connect Securities Trading Services Acknowledgment

U.S. Stock Trading Services Acknowledgment

Taiwan Stock Trading Services Acknowledgment