Common Forms

Individual / Joint Account Opening Forms

Account Opening Form - Individual
Account Opening Form - Joint
Personal FATCA (W-8BEN)
Confirmation of client consent under the Hong Kong Investor Identification Reg ime (HKIDR) and Over-the counter Securities Transactions Reporting Regime (OTCR)

Corporate Account Opening Forms

Account Opening Form - Corporate
Self-Certification Form - Entity
Self-Certification Form - Controlling Person
Account Opening Guideline For Corporate Clients
Letter of Guarantee (Coropate)
Corporate FATCA (W-8BEN-E)
Board Resolution (Sample)

Other Forms

SI Form Settlement Instruction Request Form
Client Account Agreement
Client Agreement for Futures/Options Trading
Change of Account Information Form
Change of Account Information Form - Corporate
Physical Securities Deposit Form
Fund Withdrawal Instruction Form
Charges and Commission